ITC Journal 1997-3/4 Biophysical sustainability of land use systems
esting prospects for early warning applications and cropyield forecasting.
The “sufficiency” of land unit properties can be gauged by monitoringselected system parameters and matching these with values calculatedfor a rigidly defined “production situation”. Land use system analysis
must account for the dynamics of the system. The complexity of actu-al land use systems defies dynamic analysis. “Simplified” systems, in
Land use systems are dynamic systems; the specifica-
which limitations such as nutrient deficiencies, weeds infestation,
tions of both the land unit and the land utilization type
pests/diseases, harvest losses and “Acts of God” are assumed remediedthrough appropriate management activities, can be handled but the cal-
change over time. Modern crop growth models account
culated plant (organ) masses reflect potential rather than actual system
for the dynamic nature of land use systems by applying
performance. They may be valuable nonetheless: defining land units in
a procedure of numerical integration over time: calcula-
terms of their most “relevant” land qualities ensures that much of the
tions of crop growth and development are done for a
variation in the performance of actual land use systems is found backin the analyses of simplified systems that have a reference function.
succession of short time intervals in the growing cycle
Analyzing the “yield gap” between calculated reference and observed
of the crop. Dependent “state” variables signify the
actual systems performance, with maximum use of geo-information to
state of the system during a particular interval. (Interval
facilitate regionalization from point analyses to an analysis of land, is a
lengths are normally 1 day: a trade-off between the
way to examine the sustainability of actual land use systems. The
requirements of system dynamics and the availability of
approach is now being examined in cooperative research projects inChina and Zimbabwe.
The sequence of intervals starts with the moment of
crop emergence or planting. The calculations for thefirst interval in the growing cycle start with known val-
ues of all state variables. Interval-specific values of
In its simplest form, a land use system is composed of
exogenous “forcing” variables (eg, weather data and
one land utilization type practised on one land unit.
management specifications) are called, after which
Such “single” land use systems are core elements in land
processes that take place are calculated assuming steady
suitability assessment; procedures have been worked out
state conditions for the duration of the interval. All state
to quantify crop performance in simple land use systems
variable values are updated at the conclusion of each set
with uniform fields that are planted to pure stands of
of interval calculations; their new values reflect the state
annual food or fibre crops. More complex forms of land
of the system in the next interval when new interval-spe-
use can be handled as aggregations of single land use
cific forcing variable values are called and calculations
systems: rotations are sequences of single land use sys-
of changes in state variable values are repeated. The
tems, and intercropping can in theory (sic!) be analyzed
sequence of interval calculations ceases when (the inter-
by examining concurrent single land use systems that
val of) physiologic crop maturity is reached or growth
share the same land unit, provided that one accounts for
has become impossible because of lethal temperature or
the mutual competition for light, water and nutrients of
This “state variable approach” befits the dynamic
In the present context, a land use system is considered
nature of land use systems but is prone to the rapid
“biophysically sustainable” if the compounded sufficien-
propagation of errors imported with the (frequently
cy of relevant land attributes does not deteriorate under
called) primary data and incurred in the calculations of
the applied land use, and that against a realistic time
such essential processes as assimilation, maintenance
horizon. Sustainability is an equilibrium problem. Crop
respiration and growth respiration. The procedure fol-
growth modelling and monitoring of relevant “land qual-
lowed is “transportable” provided that only universally
ity indicators” [2] are the means to judge:
valid chemical, physical and biologic laws are used in
(1) the sufficiency of the system’s supply side—
the algorithm and empirical (observed cause-effect) rela-
defined in terms of land management attributes—in the
tionships are avoided. Ideally, the interpretation proce-
face of the compounded land use requirements (ie, the
dure would be entirely time- and site-independent, and
local effects would be brought in exclusively by time-
(2) the sustainability of the system over the years.
and site-specific input data such as weather data and
Comparing calculated (reference) crop production
potentials with observed crop performance offers inter-
State variable values such as the dry leaf mass or total
plant mass per ha are calculated for any interval (day) in
the growing cycle of a crop and are strictly system-spe-
Wageningen Agricultural University and Department of Land Resource
cific. In theory, they could be used as gauges of the
Biophysical sustainability ITC Journal 1997-3/4
compounded “sufficiency” of all land qualities that
incoming solar energy (radiation), the temperature, and
define the land unit in the system (ie, the “supply side”).
the crop’s photosynthetic properties. In glasshouses,
One would simply compare them with values calculated
even light and temperature can be optimized, and pro-
for a hypothetic system with similar specifications but
duction is limited only by the properties of the crop.
with correctable limitations removed. Calculating such
This explains why in Dutch glasshouses tomato produc-
sufficiency values for a sequence of years would reveal
tion reaches an incredible 50 kg/m/year or 500
the long-term biophysical sustainability of a particular
land use system. This sounds too good to be true. It is
The production calculated for a fully optimized pro-
duction situation is normally greater than the productionrealized in commercial farming, and much greater thanthe output of subsistence farming; it is not the actual
production but the biophysical production potential. The
Real-world farming involves land use systems of con-
“yield gap” between calculated production potential and
siderable complexity. The “demand side” is composed
observed actual production results from the compounded
of a wide variety of “land use requirements”, such as
effects of all limitations that confront a real-world
“adequate light and temperature conditions”, “adequate
farmer but that were supposed “corrected” in the opti-
water supply”, “adequate nutrient supply”, “adequate
mized/simplified system. (“Production gap” would be a
weeding”, “adequate control of pests and diseases”, etc.
better term in this context: “production” refers to the
Many of these requirements are too complex to be mod-
total production of dry plant matter; “yield” denotes only
elled. Consider, for example, the land use requirement
the harvested produce and is normally a fraction of pro-
“adequate supply of plant nutrients”, or—simpler—”ade-
duction.) If considered in relation to the biophysical
quate supply of nitrogen to the crop”. An analytical
potential, the yield gap reflects the seriousness of all
model of nitrogen supply to a crop would need to
limitations in a land use system. It is thus a “land qual-
describe the decomposition of soil organic matter (an
important supplier of nitrogen to plants). It would need
The biophysical crop production potential differs
to describe the atmospheric deposition of nitrogen (with
between years, in response to differences in available
10 to 40 kg N/ha/year not to be ignored) and the binding
solar radiation and temperature. The same variations in
of atmospheric nitrogen by symbiotic and autotrophic
sunshine and temperature conditions also affect the actu-
binders. It would have to account for nitrogen applied
al (farmer’s) production but a positive correlation
with manure and commercial fertilizers. It would need
between calculated reference production and observed
to describe nitrate losses by leaching and losses of
actual production cannot always be expected. On the
ammoniacal nitrogen through volatilization. It would
contrary, in a situation with much sunshine and little
have to describe interactions among all these processes,
rainfall, the calculated production potential would be
eg, because it is likely that nitrogen losses increase with
high (high rate of assimilation under surmised optimum
fertilizer application and that binders of atmospheric
water availability), whereas actual production might be
nitrogen decrease their activity after fertilizer use when
sharply depressed by severe drought. For this and other
metabolizable nitrogen is amply “available”. And the
reasons, the (reference) biophysical production potential
model would have to quantify the recovery of “avail-
is frequently replaced by the “water-limited production
able” nitrogen by the root system as a function of a
potential”, ie, the production potential of a system in
score of environmental variables. All this adds up to an
which nutrient supply, plant protection and harvesting
elaborate model with massive data needs, which would
methods are optimized, and production and yield are
probably generate results that were exceedingly expen-
entirely conditioned by the sunshine, temperature and
sive and not very accurate. And one might wonder
actual water conditions over the growing period.
whether there was a need for such models if one can
Note that the water-limited production potential is less
remedy any problem of nitrogen deficiency by applying
than the biophysical production potential in systems with
an adequate dose of manure or commercial fertilizer that
less than optimum availability of water. Under such
is readily available and affordable. Similar considera-
conditions, a smaller gap exists between the water-limit-
tions apply to the modelling of (the consequences of)
ed production potential and actual production than
weeding, or the lack thereof; or of plant protection
between the biophysical potential and actual production.
(largely conditioned by the population dynamics of indi-
The difference between the two gaps represents the part
vidual pests, which are in turn influenced by, inter alia,
of the yield gap that was caused by sub-optimal avail-
the weather that is “expected”). One can of herbicide or
pesticide might eliminate the problem altogether! If you
Calculations of the water-limited production potential
want it straight: “It is impossible to describe low-input
must keep track of the actual quantity of soil moisture
farming accurately with analytical models. We can han-
stored in the rooted surface soil at any moment in the
dle neither the complexity nor the data needs.”
crop cycle, and match “water availability” with “demand
The situation is less complicated if one considers
for water by the crop”. That is an added complication;
high-input farming, and quite comfortable if one is deal-
the simpler model of the biophysical crop production
ing with the limited complexity of strongly simplified
potential assumed the land quality “water availability to
“production situations”, ie, of hypothetic land use sys-
the crop” to be non-constraining. The greater data needs
tems in which limiting (land unit) attributes are suppos-
and the more elaborate algorithm needed to calculate the
edly “corrected” through plant protection measures, fer-
water-limited production potential are associated with
tilizer use, irrigation or drainage. If all correctable lim-
greater cost and greater errors. Sad but still acceptable:
itations are indeed eliminated, a system’s biophysical
the water-limited production potential is (normally) a
performance would only be limited by the amount of
realistic indicator of the biophysical possibilities of
Biophysical sustainability ITC Journal 1997-3/4
advanced farmers who can afford to correct “low-cost”
(3) 10 consecutive years (1981 to 1990) of daily
limitations with herbicides, pesticides and commercial
weather data recorded at Quzhou weather station in the
fertilizers. The water-limited production potential tends
North China Plain. These files are called
to fluctuate strongly between years (often more strongly
“Quzhou81.dat” through “Quzhou90.dat”.
than the biophysical potential) and correlates better with
After invoking the program by activating directory
actual production than the biophysical potential does.
C:\PS123 and typing PS123 <Enter>, you are guided
As a reference value, “water-limited production poten-
through a series of questions on the screen. Read the
tial” is generally preferred to biophysical production
disclaimer on the intro-screen and press any key.
potential despite the greater data needs and error margin.
The next screen asks questions about the site and year
Monitoring the total above-ground dry plant mass (eg,
of weather data that will be used in the calculations (eg,
through remote sensing) and comparing it with the (ref-
Quzhou <Enter> and 83 <Enter> will make the program
erence above-ground) production potential calculated for
load weather data recorded at Quzhou in 1983).
a corresponding production situation would produce a
The following screens invite you to specify the file
time- and site-specific land quality indicator with direct
that holds “your” crop data and to make a choice from
relevance for early warning studies. It is even conceiv-
the crops/varieties on file. For this demo version, you
able that reference production potentials could be esti-
type “crop.dat” <Enter> and choose either (1) “generic
mated some time before the end of the crop cycle by
maize” or (2) “generic winter wheat”. (Winter wheat
substituting long-term average weather data for as yet
and maize are grown in rotation in the North China
unknown real data. Combining land quality indicators
and estimated reference production might produce a
You will then be asked if you wish to calculate (1) the
workable crop yield forecasting procedure. The practi-
biophysical production potential, PS1, or (2) the water-
cal implementation of this hypothesis is now being stud-
limited production potential, PS2. Select option (1).
ied in SAIL projects in Zimbabwe and China.
All biophysical data needed are now known to the
program but some vital management information is stillmissing, ie, the day at which the seedlings emerge and
the quantity of seed sown per ha. It is suggested that
Publishing conference proceedings on CD-ROM has
you do as the Chinese do: choose emergence of maize to
the advantage that models can be added to a hypothesiz-
take place around day 160 in the year (ie, sometime in
ing paper like the one presented here. The crop produc-
June) and answer that 25 kg of maize seeds are applied
tion model and the (sample) data files prepared for this
per ha. If you choose to grow winter wheat, you set
purpose are “packed” in file PS123.ZIP on the CD-
emergence at day 290 and apply 150 kg of wheat seeds
ROM. Activating hyperlink “Install PS123” under the
yellow button “Related Papers” on the CD-ROM will
After all calculations have been done, a summary
unpack all files and install them in two new directories:
table (see Table 1) appears, which lists from left to
C:\PS123 and C:\FAOCLIM. You need 2 Mb of free
space on your hard disk to accommodate all files.
(1) DAY (ie, the day in the year, or in the next year if
It is warmly recommended that you read file
“demo.123” in directory C:\PS123. This (ASCII) file
describes data file structures and model operation; it can
(3) ECe (the electric conductivity of a saturated soil
be copied to your printer or viewed with any text editor.
Detailed information on the structure of the model and
(4) LIVSLEAF (living leaf mass; in kg/ha)
on the functional relations used are given by Driessen
(7) SSO (storage organs, ie, ears for wheat or cobs for
(1) generic soil data file “soil.dat”
(2) generic crop data file “crop.dat”
TABLE 1 Summary table of constraint-free maize grown at Quzhou 1983 Production situation 1: MAIZE (generic file) is grown at Quzhou83 from DAY 160 onwards DAY LAI Ece LIVSLEAF SROOT SSTEM SSO TDM CFWATER
160 0.01 0.00 8 8 4 0 20 1.00170 0.09 0.00 46 44 22 0 112 1.00180 0.44 0.00 261 213 116 0 590 1.00190 1.99 0.00 1094 776 479 0 2350 1.00200 4.22 0.00 2350 1544 1691 0 5585 1.00210 5.68 0.00 3180 1972 3872 73 9096 1.00220 5.56 0.00 3181 2059 5732 1120 12102 1.00230 4.50 0.00 2615 1951 6902 3704 15228 1.00240 3.35 0.00 1973 1820 6245 7382 17636 1.00250 1.75 0.00 927 1695 5634 9589 18772 1.00261 0.02 0.00 0 1574 5067 10069 18454 1.00
Biophysical sustainability ITC Journal 1997-3/4
(9) CFWATER (ratio of the actual and maximum tran-
irrigation schedule. Be realistic: use between 3 and 8
spiration rates). The value of CFWATER indicates the
cm of water per application and observe realistic irriga-
effect of drought stress on assimilation and is, by defin-
tion intervals (basin or furrow irrigation is applied in the
ition, always equal to 1.00 under PS1.
area and sprinkler or drip irrigation is not an option).
Table 1 summarizes the growth of a maize crop (as
Remember that Table 2 suggests that the first application
defined by “crop.dat”) that was sown around 1 June
of irrigation water would be needed around the 25th day
1983; emergence was on day 160 (10 June). Note that
the crop reached maturity on day 261 (and can be har-
If you have chosen to examine a winter wheat crop,
vested some 10 days later after drying to a moisture con-
you will be surprised with a summary table that presents
tent of 12 to 15 percent). Assuming that some 85 per-
the most important system specifications with 30-day
cent of SSO is grain and that the grain has 12 to 15 per-
intervals, rather than 10-day intervals as in the case of
cent moisture at the time of harvest, the yield component
summer maize. The program tries to accommodate the
would be around 10 tons/ha. The total production of dry
summary table on one screen. You’ll notice that the
plant matter amounts to 18.5 ton/ha, which accords with
crop reaches maturity on day 158 in the next year
some 20 tons at 10 percent moisture.
(1984). Note the state of dormancy during the cold win-
Table 2 summarizes the performance of the same crop
ter and the resumption of growth in the spring of 1984.
if grown under rain-fed conditions. Choose to examine
The calculated biophysical yield potential amounts to
another scenario (same site, same crop), select the option
some 7.2 tons per ha; the total dry mass is 13 tons per
“water-limited production potential (PS2)” and answer
ha, equivalent to some 13 to 14 tons of “above-ground
the questions on soil information (file “soil.dat”; option
plant matter” at “harvest moisture content”.
4: “Loams”) and on the initial electric conductivity (ECe;
The model suggests that growing this wheat crop rain-
set at 4 dS/m which suggests a non-saline soil). Choose
fed might not be a good idea. If the initial soil moisture
an initial soil moisture potential of 1000 hPa (or cm) and
potential, surface storage characteristics, water table
a surface storage capacity for water (ASSC) of 1 cm.
depth and salinity values are chosen as in the above sce-
There is no water on the land at the time of emergence
nario for maize, the crop fails (a “false start”). Starting
(SSC = 0). The initial groundwater depth is 250 cm and
10 days later results in a calculated rain-fed yield poten-
the option “F” (= “fixed”) applies forced drainage that is
tial of a mere 300 kg per ha. You could remedy the sit-
installed in the area at a depth between 250 and 300 cm.
uation by irrigating the crop: a sample run with eight
Note that development of the rain-fed crop is faster
applications of irrigation water (3 cm water of 1 dS/m
than under PS1 (maturity is reached on day 257 rather
on days 75 and 100, 4 cm on days 120 and 140, 5 cm on
than 261 as shown in Table 1); the LAI values are less
day 160, 7 cm on days 180 and 200, and finally 5 cm on
(less assimilating leaf mass) and the productions of
day 215 in the crop cycle) resulted in an expected water-
“storage organ” (SSO) and “total dry mass” (TDM) are
limited yield potential of 6.9 tons per ha. Note that this
reduced to 3706 and 7363 kg/ha, respectively. The col-
irrigation input of (a total of) 38 cm of water was insuf-
umn CFWATER indicates that transpiration already lags
ficient to lower the salt content of the rooted soil com-
sharply behind the theoretical maximum value only three
partment. One might try other scenarios, eg, with better
to four weeks after emergence (CFWATER = 0.37 on
quality irrigation water, or with smaller but more fre-
The column ECe in Table 2 suggests that the electric
Examining alternative irrigation schedules is just one
conductivity (saturated soil extract!) of the rooted soil
application of quantified production situation analysis.
compartment increases from 4.00 dS/m at emergence to
You can change the weather specifications, soil specifica-
4.22 dS/m on day 257 (ie, mid-September 1983). This
tions, crop specifications and any or all of the manage-
increase might be undone by the next winter rains.
ment attributes. You can also substitute long-term aver-
You might wish to run another scenario: answer the
aged weather data for as yet unavailable measured data,
question “Is irrigation applied?” with “Y” and define an
and calculate “expected” yield potentials. The utilities
TABLE 2 Summary table of rain-fed maize grown at Quzhou 1983 Production situation 2: MAIZE (generic file) is grown at Quzhou83 from DAY 160 onwards; the plot is on Loams (PSIinit = 1000 hPa) and is 0 times irrigated; initial Ece is 4 ms/cm DAY LAI Ece LIVSLEAF SROOT SSTEM SSO TDM CFWATER
160 0.01 4.00 8 8 4 0 20 1.00170 0.09 3.97 46 44 22 0 112 1.00180 0.44 4.07 261 213 116 0 590 1.00190 1.99 4.05 1094 776 479 0 2350 0.37200 2.31 4.08 1242 947 698 0 2887 0.12210 1.93 4.12 1088 916 842 26 2871 0.95220 2.05 4.20 1179 966 2212 909 5282 1.00230 1.56 4.21 893 906 2743 2948 7585 0.55240 0.89 4.21 497 845 2480 3859 8020 0.53250 0.00 4.22 0 787 2239 3871 7695 0.00257 0.00 4.22 0 754 2105 3706 7363 0.00
Biophysical sustainability ITC Journal 1997-3/4
“selexion.exe” and “amdascon.exe” in the directory
C:\FAOCLIM can help here. Read “demo.123” in direc-
La “suffisance” de propriétés d’unité des terres peut être mesurée en
tory C:\PS123 for instructions and a word of caution. Do
contrôlant des paramètres sélectionnés de systèmes et en comparant
keep in mind that the soil and crop data provided are
ceux-ci avec des valeurs calculées par une “situation de production” défi-nie de façon rigoureuse. Une analyse de système d’utilisation des terres
default values. They can never replace calibrated/verified
doit prendre en compte la dynamique du système. La complexité des
values and are supplied only to illustrate the procedure.
systèmes actuels d’utilisation de terres défie l’analyse dynamique. Dessystèmes “simplifiés”, dans lesquels des limitations telles que des défi-ciences nutritionnelles, l’envahissement des mauvaises herbes,pestes/maladies, pertes de récoltes et “volontés de Dieu” sont assumés,
remédiés au travers d’activités de gestion appropriée, peuvent être prisen main, mais les masses de plant calculé (organe) reflètent la perfor-
The earlier observation that “achieving sustainability
mance potentielle plutôt que celle du système actuel. Ils peuvent néan-
is an equilibrium problem” is of general validity: the
moins être valables: la définition d’unités de terres en termes de leurs
precondition of “equilibrium” applies at all scales and to
plus “pertinentes” qualités assure que beaucoup de variations dans la per-formance des systèmes actuels d’utilisation des terres se retrouve dans
all aspects of land use. If sustainable land use is to be
les analyses de systèmes simplifiés qui ont une fonction de référence.
achieved in practice, we cannot limit our attention to
L’analyse du “déficit des récoltes” entre la référence calculée et la per-formance observée des systèmes actuels, en utilisant au maximum
biophysical supply and demand. We cannot ignore, inter
l’information géographique pour faciliter la régionalisation à partir
d’analyse par points jusqu’à une analyse des terres, est une façon d’exa-
We who study land use and land suitability for crop
miner la durabilité des systèmes actuels d’utilisation des terres. Cetteapproche est actuellement examinée dans des projets de recherche en
production focus our attention on the supply side. At
the macro scale, prospects for supplying more foodusing less destructive methods are bleak. Unused land
areas tend to have a marginal suitability for arable crop-ping (at best!), and increasing yields on existing farm
La “suficiencia” de las propiedades de unidades de tierras se puede cali-brar mediante el monitoreo de una selección de parámetros de sistema y
land requires resources that are not normally available
la comparación de estos con los valores calculados a partir de una “situa-
and knowledge that must be acquired in a process of
ción de producción” rígidamente definida. El análisis de los sistemas de
learning and experimentation. In the meantime demand
uso de las tierras debe tomar en cuenta la dinámica de los sistemas. Lacomplejidad de los sistemas actuales de uso de las tierras desafía el aná-
lisis dinámico. Sistemas “simplificados”, en los cuales limitaciones tales
It is the author’s considered opinion that sustainabili-
como deficiencia de nutrientes, infestación por malezas, pestes y enfer-medades, pérdidas de cosechas y “Actos de Dios” se asumen remediados
ty cannot be hoped for if population growth is not
mediante actividades apropiadas de manejo, pueden ser examinados,
brought under control. Our present efforts in this direc-
pero las masas de planta (órgano) calculadas reflejan el funcionamiento
tion seem to be sadly inadequate. We are moving ever
potencial del sistema más bien que el actual. Sin embargo, estos siste-mas simplificados pueden ser valiosos: la definición de las unidades de
tierras en términos de sus calidades más “relevantes” asegura que unagran parte de la variación en el funcionamiento de los sistemas actualesde uso de las tierras se encuentra en el análisis de sistemas simplificados
que tienen una función de referencia. Una manera de examinar la soste-nibilidad de sistemas actuales de uso de las tierras es mediante el análisisde la “brecha de rendimiento” entre la referencia calculada y el funciona-
Driessen, P M and N T Konijn. 1992. Land-Use Systems Analysis.
miento actual observado de los sistemas, con un uso máximo de informa-
Dept of Soil Science and Geology, Wageningen Agric Univ, 216 pp.
ción geográfica para facilitar la regionalización desde el análisis de pun-
Pieri, C, J Dumanski, A Hamblin and A Young. 1995. Land Quality
tos hasta el análisis de tierras. Este enfoque está siendo ensayado en
Indicators. World Bank Discussion Papers No 315, Washington DC,
proyectos cooperativos de investigación en China y Zimbabwe.
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